Disciplinary Action against Citigroup for Sponsor Work on
Introduction. The SFC reprimanded and fined Citigroup Global Markets Asia Limited (Citi) HK57 million for failings in performance of its duties as sponsor of the listing application of Real Gold Mining Limited (Real Gold), as set out in the SFCs Statement of Disciplinary Action published on 17 May Real Golds listing application was submitted to the Hong Kong Stock